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12 C.F.R. § 16.30   Request for interpretive advice or no-objection letter.

Title 12 - Banks and Banking

Title 12: Banks and Banking
PART 16—SECURITIES OFFERING DISCLOSURE RULES

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§ 16.30   Request for interpretive advice or no-objection letter.

Any person requesting interpretive advice or a no-objection letter from the OCC with respect to any provision of this part shall:

(a) File a copy of the request, including any supporting attachments with the Securities, Investments, and Fiduciary Practices Division at the address listed in §16.17;

(b) Identify or describe the provisions of this part to which the request relates, the participants in the proposed transaction, and the reasons for the request; and

(c) Include with the request a legal opinion as to each legal issue raised and an accounting opinion as to each accounting issue raised.

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