12 C.F.R. § 16.8 Small issues.
Title 12 - Banks and Banking
(a) The OCC will deem offers and sales of bank issued securities that satisfy the requirements of Commission Regulation A (17 CFR part 230, Regulation A—Conditional Small Issues Exemption) to be exempt from the registration and prospectus requirements of §16.3 pursuant to §16.5(d) of this part. (b) A filer should consult the Commission's Securities Act Industry Guide 3—Statistical Disclosure by Bank Holding Companies (17 CFR 229.801(c) and 231) and requirement 7 (Loans) of Rule 9–03 of Commission Regulation S-X (17 CFR 230.9–03) for guidance on appropriate disclosures when preparing offering documents to be filed with the OCC pursuant to Regulation A.
Title 12: Banks and Banking
PART 16—SECURITIES OFFERING DISCLOSURE RULES
§ 16.8 Small issues.
