12 C.F.R. § 19.121   Application for exemption.


Title 12 - Banks and Banking


Title 12: Banks and Banking
PART 19—RULES OF PRACTICE AND PROCEDURE
Subpart D—Exemption Hearings Under Section 12(h) of the Securities Exchange Act of 1934

Browse Previous |  Browse Next

§ 19.121   Application for exemption.

An issuer or an individual (officer, director or shareholder) may submit a written application for an exemption order to the Securities and Corporate Practices Division, Office of the Comptroller of the Currency, Washington, DC 20219. The application must specify the type of exemption sought and the reasons therefor, including an explanation of why an exemption would not be inconsistent with the public interest or the protection of investors. The Securities and Corporate Practices Division shall inform the applicant in writing whether a hearing will be held to consider the matter.

Browse Previous |  Browse Next























































chanrobles.com





ChanRobles Legal Resources:

ChanRobles On-Line Bar Review

ChanRobles Internet Bar Review : www.chanroblesbar.com

ChanRobles MCLE On-line

ChanRobles Lawnet Inc. - ChanRobles MCLE On-line : www.chanroblesmcleonline.com