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12 C.F.R. § 563g.15   Requests for interpretive advice or waiver.

Title 12 - Banks and Banking

Title 12: Banks and Banking
PART 563g—SECURITIES OFFERINGS

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§ 563g.15   Requests for interpretive advice or waiver.

Any requests to the Office for interpretive advice or a waiver with respect to any provision of this part shall satisfy the following requirements:

(a) A copy of the request, including any attachments, shall be filed with the Chief Counsel, Corporate and Securities Division;

(b) The provisions of this part to which the request relates, the participants in the proposed transaction, and the reasons for the request, shall be specifically identified or described; and

(c) The request shall include a legal opinion as to each legal issue raised and an accounting opinion as to each accounting issue raised.

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