12 C.F.R. § 563g.20   Form for securities sale report.


Title 12 - Banks and Banking


Title 12: Banks and Banking
PART 563g—SECURITIES OFFERINGS

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§ 563g.20   Form for securities sale report.

Office of Thrift Supervision, 1700 G Street, NW., Washington, DC 20552

[Form G–12]

Securities Sale Report Pursuant to §563g.12

OTS No. ____________________
Issuer's Name: ____________________
Address:____________________

If in organization, state the date of FDIC certification of insurance of         accounts: ______

State the title, number, aggregate and per-unit offering price of the securities sold: ______

State the aggregate and per-unit dollar amounts of actual itemized offering expenses, discounts, commissions, and other fees: ______

State the aggregate and per-unit dollar amounts of the net proceeds raised: ______

Describe the use of proceeds. If unknown, provide reasonable estimates of the dollar amount allocated to each purpose for which the proceeds will be used: ______

State the number of purchasers of each class of securities sold and the number of owners of record of each class of the issuer's equity securities at the close or termination of the offering: ______

For a non-public offering, also state the factual and legal grounds for the exemption claimed (attach additional pages if necessary): ______

For a non-public offering, all offering materials used should be listed: ______

Person to Contact: ____________________
Telephone No.:____________________

This issuer has duly caused this securities sale report to be signed on its behalf by the undersigned person.

Date of securities sale report ____________________
Issuer: ____________________
Signature: ____________________
Name: ____________________
Title:____________________

Instruction: Print the name and title of the signing representative under his or her signature. Ten copies of the securities sale report should be filed, including one copy manually signed, as required under 12 CFR 563g.5.

Attention

Intentional misstatements or omissions of fact constitute violations of Federal law (See 18 U.S.C. 1001 and 12 CFR 563.180(b)).

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