12 C.F.R. PART 221--CREDIT BY BANKS AND PERSONS OTHER THAN BROKERS OR DEALERS FOR THE PURPOSE OF PURCHASING OR CARRYING MARGIN STOCK (REGULATION U)
TITLE 12--Banks and Banking
CHAPTER II--FEDERAL RESERVE SYSTEM
SUBCHAPTER A--BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
PART 221--CREDIT BY BANKS AND PERSONS OTHER THAN BROKERS OR DEALERS FOR THE PURPOSE OF PURCHASING OR CARRYING MARGIN STOCK (REGULATION U)
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| Authority, purpose, and scope.
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| Employee stock option, purchase, and ownership plans.
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| Special purpose loans to brokers and dealers.
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| Supplement: Maximum loan value of margin stock and other collateral.
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| Determination and effect of purpose of loan.
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| Application to committed credit where funds are disbursed thereafter.
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| Loans to brokers or dealers.
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| Arranging for extensions of credit to be made by a bank.
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| Reliance in ''good faith'' on statement of purpose of loan.
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| Arranging loan to purchase open-end investment company shares.
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| Effect of registration of stock subsequent to making of loan.
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| Loan to open-end investment company.
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| Questions arising under this part.
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| Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses.
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| Loans by bank in capacity as trustee.
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| Loan which is secured indirectly by stock.
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| Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan.
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| Accepting a purpose statement through the mail without benefit of face-to-face interview.
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| Bank loans to replenish working capital used to purchase mutual fund shares.
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| When bank in ''good faith'' has not relied on stock as collateral.
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| Bank arranging for extension of credit by corporation.
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| Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code.
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| Allocation of stock collateral to purpose and nonpurpose credits to same customer.
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| Extension of credit in certain stock option and stock purchase plans.
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| Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs.
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| Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise.
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| Purchase of debt securities to finance corporate takeovers.
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| Credit to brokers and dealers.
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