12 C.F.R. PART 263--RULES OF PRACTICE FOR HEARINGS
TITLE 12--Banks and Banking
CHAPTER II--FEDERAL RESERVE SYSTEM
SUBCHAPTER A--BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
PART 263--RULES OF PRACTICE FOR HEARINGS
Subpart A--UNIFORM RULES OF PRACTICE AND PROCEDURE
|
|
| Authority of the administrative law judge.
|
|
|
|
| Appearance and practice in adjudicatory proceedings.
|
|
|
|
| Good faith certification.
|
|
|
|
| Construction of time limits.
|
|
|
|
| Witness fees and expenses.
|
|
|
|
| Opportunity for informal settlement.
|
|
|
|
| The Board's right to conduct examination.
|
|
|
|
| Collateral attacks on adjudicatory proceeding.
|
|
|
|
| Commencement of proceeding and contents of notice.
|
|
|
|
| Consolidation and severance of actions.
|
|
|
|
| Scope of document discovery.
|
|
|
|
| Request for document discovery from parties.
|
|
|
|
| Document subpoenas to nonparties.
|
|
|
|
| Deposition of witness unavailable for hearing.
|
|
|
|
| Partial summary disposition.
|
|
|
|
| Scheduling and prehearing conferences.
|
|
|
|
| Recommended decision and filing of record.
|
|
|
|
| Exceptions to recommended decision.
|
|
|
|
| Stays pending judicial review.
|
|
Subpart B--BOARD LOCAL RULES SUPPLEMENTING THE UNIFORM RULES
|
|
| Delegation to the Office of Financial Institution Adjudication.
|
|
|
|
| Board as Presiding Officer.
|
|
|
|
| Initial Licensing Proceedings.
|
|
Subpart C--RULES AND PROCEDURES FOR ASSESSMENT AND COLLECTION OF CIVIL MONEY PENALTIES
|
|
| Opportunity for informal proceeding.
|
|
|
|
| Relevant considerations for assessment of civil penalty.
|
|
|
|
| Payment of civil penalty.
|
|
|
|
| Civil penalty inflation adjustments.
|
|
Subpart D--RULES AND PROCEDURES APPLICABLE TO SUSPENSION OR REMOVAL OF AN INSTITUTION-AFFILIATED PARTY WHERE A FELONY IS CHARGED OR PROVEN
|
|
| Notice or order of suspension, removal, or prohibition.
|
|
|
|
| Request for informal hearing.
|
|
|
|
| Order for informal hearing.
|
|
Subpart E--PROCEDURES FOR ISSUANCE AND ENFORCEMENT OF DIRECTIVES TO MAINTAIN ADEQUATE CAPITAL
|
|
| Establishment of minimum capital levels.
|
|
|
|
| Issuance of capital directives.
|
|
|
|
| Enforcement of directive.
|
|
|
|
| Establishment of increased capital level for specific institutions.
|
|
Subpart F--PRACTICE BEFORE THE BOARD
|
|
| Censure, suspension or debarment.
|
|
|
|
| Conduct warranting sanctions.
|
|
|
|
| Initiation of disciplinary proceeding.
|
|
|
|
| Proceedings under this subpart.
|
|
|
|
| Effect of suspension, debarment or censure.
|
|
|
|
| Petition for reinstatement.
|
|
Subpart G--RULES REGARDING CLAIMS UNDER THE EQUAL ACCESS TO JUSTICE ACT
|
|
| Eligibility of applicants.
|
|
|
|
| Statement of fees and expenses.
|
|
|
|
| Responses to application.
|
|
Subpart H--ISSUANCE AND REVIEW OF ORDERS PURSUANT TO PROMPT CORRECTIVE ACTION PROVISIONS OF THE FEDERAL DEPOSIT INSURANCE ACT
|
|
| Directives to take prompt regulatory action.
|
|
|
|
| Procedures for reclassifying a state member bank based on criteria other than capital.
|
|
|
|
| Order to dismiss a director or senior executive officer.
|
|
|
|
| Enforcement of directives.
|
|
Subpart I--SUBMISSION AND REVIEW OF SAFETY AND SOUNDNESS COMPLIANCE PLANS AND ISSUANCE OF ORDERS TO CORRECT SAFETY AND SOUNDNESS DEFICIENCIES
|
|
| Determination and notification of failure to meet safety and soundness standard and request for compliance plan.
|
|
|
|
| Filing of safety and soundness compliance plan.
|
|
|
|
| Issuance of orders to correct deficiencies and to take or refrain from taking other actions.
|
|
Subpart J--REMOVAL, SUSPENSION, AND DEBARMENT OF ACCOUNTANTS FROM PERFORMING AUDIT SERVICES
|
|
| Removal, suspension, or debarment.
|
|
|
|
| Automatic removal, suspension, and debarment.
|
|
|
|
| Notice of removal, suspension, or debarment.
|
|
|
|
| Petition for reinstatement.
|
|
