13 C.F.R. Subpart D—Intergovernmental Partnership
Title 13 - Business Credit and Assistance
(a) This subpart implements section 401 of the Intergovernmental Cooperation Act (31 U.S.C. 6506 et seq.) which promotes intergovernmental partnership and strengthens Federalism by relying on state processes and state, area-wide, regional, and local coordination for the review of proposed Federal financial assistance and direct Federal development. (b) While guiding SBA's management, this subpart does not create any right or benefit enforceable at law. SBA publishes in the (a) A state may— (1) Select any program or activity published in the (2) Notify the Administrator of changes in its selections at any time. For each change, the state submits to the Administrator an assurance that it consulted with local elected officials regarding the change. (b) SBA may establish deadlines by which states must inform the Administrator of changes in their program selections. (c) After receiving notice of a state's selections, the Administrator uses a state's process as soon as feasible depending on individual programs and activities. (d) “State” means any of the 50 States, the District of Columbia, the Commonwealth of Puerto Rico, the Commonwealth of the Northern Mariana Islands, Guam, American Samoa, the U.S. Virgin Islands, or the Trust Territory of the Pacific Islands. (a) The Administrator provides notice to directly affected state, area-wide, regional, and local entities in a state of proposed SBA financial assistance or direct SBA development if— (1) The state has not adopted a process under Executive Order 12372 (3 CFR, 1982 Comp., p. 197), as amended by Executive Order 12416 (3 CFR, 1983 Comp., p. 186); or (2) The assistance or development involves a program or activity not selected for the state process. (b) Notice may be made by publication in the (c) Except in unusual circumstances the Administrator gives state processes or directly affected state, area-wide, regional, and local officials and entities at least 60 days to comment on proposed SBA financial assistance or direct SBA development. (d) In cases where SBA delegates the review, coordination, and communication authority under this subpart, this section also applies. (a) The Administrator follows the procedures of §101.405 if— (1) A state office or official is designated to act as a single point of contact between a state process and all Federal agencies; and (2) That office or official transmits a state process recommendation for a program selected under §101.402(a). (b)(1) The single point of contact is not obligated to transmit comments from state, area-wide, regional, or local officials and entities where there is no state process recommendation. (2) If a state process recommendation is transmitted by a single point of contact, all comments from state, area-wide, regional, and local officials and entities that differ from it must also be transmitted. (c) If a state has not established a process, or is unable to submit a state process recommendation, state, area-wide, regional, and local officials and entities may submit comments to SBA. (d) If a program or activity is not selected for a state process, state, area-wide, regional, and local officials and entities may submit comments to SBA. In addition, if a state process recommendation for a non-selected program or activity is transmitted to SBA by the single point of contact, the Administrator follows the procedures of §101.405. (e) The Administrator considers comments which do not constitute a state process recommendation submitted under this subpart and for which the Administrator is not required to apply the procedures of §101.405 when such comments are provided by a single point of contact directly to SBA by a commenting party. (a) If a state process provides a recommendation to SBA through its single point of contact, the Administrator: (1) Accepts the recommendation; or (2) Reaches a mutually agreeable solution with the state process; or (3) Provides the single point of contact with a written explanation of the decision in a form the Administrator deems appropriate. The Administrator may also supplement the written explanation by telephone or other means. (b) In any explanation under paragraph (a)(3) of this section, the Administrator informs the single point of contact that— (1) SBA will not implement its decision for at least 10 days after the single point of contact receives the explanation; or (2) Because of unusual circumstances the waiting period of at least 10 days is not feasible. (c) For purposes of computing the waiting period under paragraph (b)(1) of this section, a single point of contact is presumed to have received written notification 5 days after the date of mailing. The Administrator is responsible for— (a) Identifying proposed SBA financial assistance and direct SBA development that have an impact on interstate areas; (b) Notifying appropriate officials and entities in states which have adopted a process and selected an SBA program or activity; (c) Making efforts to identify and notify the affected state, area-wide, regional, and local officials and entities in states that have not adopted a process or selected an SBA program or activity; (d) Using the procedures of §101.405 if a recommendation of a designated area-wide agency is transmitted by a single point of contact in cases in which the review, coordination, and communication with SBA has been delegated; and (e) Using the procedures of §101.405 if a state process provides a state recommendation to SBA through a single point of contact. The Administrator may waive any provision of §§101.400 through and including 101.406 in an emergency.
Title 13: Business Credit and Assistance
PART 101—ADMINISTRATION
Subpart D—Intergovernmental Partnership
§ 101.400 What is the purpose of this subpart?
§ 101.401 What programs and activities of SBA are subject to this subpart?
§ 101.402 What procedures apply to the selection of SBA programs and activities?
§ 101.403 What are the notice and comment procedures?
§ 101.404 How does the Administrator receive comments?
§ 101.405 How does the Administrator respond to comments?
§ 101.406 What are the Administrator's responsibilities in interstate situations?
§ 101.407 May the Administrator waive these regulations?
