13 C.F.R. Subpart C—Fee Based SBA-Sponsored Activities
Title 13 - Business Credit and Assistance
The Administrator (or designee), after consultation with the General Counsel (or designee), may provide assistance for the benefit of small business through Fee-Based SBA-Sponsored Activities pursuant to section 4(h) of the Small Business Act. While SBA may subject a Fee Based SBA-Sponsored Activity to additional requirements through internal policy and procedure, the following requirements apply to all Fee Based SBA-Sponsored Activities: (a) A Fee Based Record must be prepared by the Responsible Program Official in advance of the activity; (b) Any Participant Fees charged will not exceed the minimal amount needed to cover the anticipated direct costs of the activity; (c) Gifts of cash accepted and the collection of Participant Fees for Fee Based SBA-Sponsored Activities are subject to the applicable requirements in this part, internal SBA policies and procedures as well as applicable U.S. Treasury rules and guidelines; and (d) Written approval must be obtained as outlined in §106.303. A Fee Based Record must contain the following: (a) A narrative description of the Fee Based SBA-Sponsored Activity; (b) A certification by the Responsible Program Official that he or she will abide by the requirements contained in this part, as well as all other applicable statutes, regulations, policies and procedures for Fee Based SBA-Sponsored Activities; (c) A proposed budget demonstrating: (1) All sources of funding, including annual appropriations, Participant Fees and Gifts, to be used in support of the Fee Based SBA-Sponsored Activity; (2) A reasonable estimation of all anticipated expenses, which indicates that no profit is anticipated from the Fee Based SBA-Sponsored Activity; and (3) A provision stating that Participant Fees, if charged, will not exceed the minimal amount needed to cover the anticipated direct costs of the Fee Based SBA-Sponsored Activity as outlined in the budget; (d) With regard to any donations made in support of the Fee Based SBA-Sponsored Activity, the Fee Based Record will reflect the following: (1) Each Donor may receive appropriate recognition for its Gift; and (2) Any printed or electronically generated material recognizing a Donor will include a prominent disclaimer stating that the acceptance of the Gift does not constitute or imply an endorsement by SBA of the Donor or the Donor's products or services. The Administrator, or upon his/her written delegation, the Deputy Administrator, an associate or assistant administrator, after consultation with the General Counsel (or designee), has the authority to approve and sign each Fee Based Record. This authority may not be re-delegated.
Title 13: Business Credit and Assistance
PART 106—COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS
Subpart C—Fee Based SBA-Sponsored Activities
§ 106.300 Fee Based SBA-Sponsored Activity.
§ 106.301 What are the minimum requirements applicable to Fee Based SBA-Sponsored Activities?
§ 106.302 What provisions must be set forth in a Fee Based Record?
§ 106.303 Who has authority to approve and sign a Fee Based Record?
