17 C.F.R. § 37.2   Exemption.


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 37—DERIVATIVES TRANSACTION EXECUTION FACILITIES

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§ 37.2   Exemption.

Contracts, agreements or transactions traded on a derivatives transaction execution facility registered as such with the Commission under section 5a of the Act, the facility and the facility's operator are exempt from all Commission regulations for such activity, except for the requirements of this part 37 and:

(a) Parts 15 through 21, part 40 and part 41 of this chapter, including any related definitions and cross-referenced sections; and

(b) Sections 1.3, 1.31, 1.59(d), 1.60, 1.63(c), 33.10, and part 190 of this chapter, including any related definitions and cross-referenced sections, which are applicable as though they were set forth in this part 37 and included specific reference to derivatives transaction execution facilities.

[71 FR 37822, July 3, 2006]

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