17 C.F.R. § 146.11 Public notice of records systems.
Title 17 - Commodity and Securities Exchanges
(a) The Commission will publish in the (1) The name and location of the system; (2) The categories of individuals on whom records are maintained in the system; (3) The categories of records maintained in the system; (4) Each routine use of the records contained in the system, including the categories of users and the purpose of such use; (5) The policies and practices of the Commission regarding storage, retrievability, access controls, retention, and disposal of the records; (6) The title and business address of the Commission official who is responsible for the system of records; (7) The procedures whereby an individual can be notified at his request if the system of records contains a record pertaining to him; (8) The procedures whereby an individual can be notified at his request how he can gain access to any record pertaining to him contained in the system of records, and how he can contest its contents; and (9) The categories of sources of records in the system. (b) Copies of the notices as printed in the [41 FR 3212, Jan. 21, 1976, as amended at 41 FR 28261, July 9, 1976; 45 FR 26955, Apr. 22, 1980; 60 FR 49336, Sept. 25, 1995; 65 FR 53560, Sept. 5, 2000]
Title 17: Commodity and Securities Exchanges
PART 146—RECORDS MAINTAINED ON INDIVIDUALS
§ 146.11 Public notice of records systems.