17 C.F.R. § 166.3 Supervision.
Title 17 - Commodity and Securities Exchanges
Each Commission registrant, except an associated person who has no supervisory duties, must diligently supervise the handling by its partners, officers, employees and agents (or persons occupying a similar status or performing a similar function) of all commodity interest accounts carried, operated, advised or introduced by the registrant and all other activities of its partners, officers, employees and agents (or persons occupying a similar status or performing a similar function) relating to its business as a Commission registrant. [48 FR 35304, Aug. 3, 1983]
Title 17: Commodity and Securities Exchanges
PART 166—CUSTOMER PROTECTION RULES
§ 166.3 Supervision.
