17 C.F.R. § 228.510 (Item 510) Disclosure of Commission Position on Indemnification for Securities Act Liabilities.
Title 17 - Commodity and Securities Exchanges
Describe the indemnification provisions for directors, officers and controlling persons of the small business issuer against liability under the Securities Act. This includes any provision in the underwriting agreement which indemnifies the underwriter or its controlling persons against such liabilities where a director, officer or controlling person of the small business issuer is such an underwriter or controlling person or a member of any firm which is such an underwriter. In addition, provide the undertaking in the first sentence of Item 512(e).
Title 17: Commodity and Securities Exchanges
PART 228—INTEGRATED DISCLOSURE SYSTEM FOR SMALL BUSINESS ISSUERS
Subpart A—Regulation S-B
§ 228.510 (Item 510) Disclosure of Commission Position on Indemnification for Securities Act Liabilities.
