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17 C.F.R. § 239.9   Form SB–1, optional form for the registration of securities to be sold to the public by certain small business issuers.

Title 17: Commodity and Securities Exchanges
PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
Subpart A—Forms for Registration Statements

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§ 239.9   Form SB–1, optional form for the registration of securities to be sold to the public by certain small business issuers.

Small business issuers, as defined in Rule 405 (17 CFR 230.405 of this chapter), may use this form to register up to $10,000,000 of securities to be sold for cash, if they have not registered more than $10,000,000 in securities offerings in any continuous 12-month period, including the transaction being registered. In calculating the $10,000,000 ceiling, issuers should include all offerings which were registered under the Securities Act, other than any amounts registered on Form S–8 (§239.16b).

[58 FR 26515, May 4, 1993]

Editorial Note:  For Federal Register citations affecting Form SB–1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.