17 C.F.R. § 239.14   Form N–2 for closed end management investment companies registered on Form N–8A.


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
Subpart A—Forms for Registration Statements

Browse Previous |  Browse Next

§ 239.14   Form N–2 for closed end management investment companies registered on Form N–8A.

Form N–2 shall be used for registration under the Securities Act of 1933 of securities of all closed end management investment companies registered under the Investment Company Act of 1940 on form N–8A (§274.10 of this chapter). This form is also to be used for the registration statement of such companies pursuant to section 8(b) of the Investment Company Act of 1940 (§274.11a–1 of this chapter). This form is not applicable for small business investment companies which register pursuant to §§239.24 and 274.5 of this chapter.

[43 FR 39554, Sept. 5, 1978]

Editorial Note:  For Federal Register citations affecting Form N–2, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

Browse Previous |  Browse Next






















chanrobles.com


ChanRobles Legal Resources:

ChanRobles On-Line Bar Review

ChanRobles Internet Bar Review : www.chanroblesbar.com

ChanRobles MCLE On-line

ChanRobles Lawnet Inc. - ChanRobles MCLE On-line : www.chanroblesmcleonline.com