17 C.F.R. § 239.201   Form 2–E, report of sales pursuant to Rule 609 of Regulation E.


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
Subpart B—Forms Pertaining to Exemptions

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§ 239.201   Form 2–E, report of sales pursuant to Rule 609 of Regulation E.

This form shall be used for report of sales of securities under Regulation E (§§230.601–230.610a of this chapter) by a small business investment company described in Rule 602 (§230.602 of this chapter) as required by Rule 609 of Regulation E (§230.609 of this chapter).

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