17 C.F.R. § 201.67   Applications by legal guardians.


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 201—RULES OF PRACTICE
Subpart C—Procedures Pertaining to the Payment of Bounties Pursuant to Subsection 21A(e) of the Securities Exchange Act of 1934

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§ 201.67   Applications by legal guardians.

An application pursuant to this subpart may be filed by an executor, administrator, or other legal representative of a person who provides information that may be subject to a bounty payment, or by the parent or guardian of such a person if that person is a minor. Certified copies of the letters testamentary, letters of administration, or other similar evidence showing the authority of the legal representative to file the application must be annexed to the application.

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