17 C.F.R. § 201.100 Scope of the rules of practice.
Title 17 - Commodity and Securities Exchanges
(a) Unless provided otherwise, these Rules of Practice govern proceedings before the Commission under the statutes that it administers. (b) These rules do not apply to: (1) Investigations, except where made specifically applicable by the Rules Relating to Investigations, part 203 of this chapter; or (2) Actions taken by the duty officer pursuant to delegated authority under 17 CFR 200.43. (c) The Commission, upon its determination that to do so would serve the interests of justice and not result in prejudice to the parties to the proceeding, may by order direct, in a particular proceeding, that an alternative procedure shall apply or that compliance with an otherwise applicable rule is unnecessary. [60 FR 32796, June 23, 1995; 60 FR 46499, Sept. 7, 1995, as amended at 69 FR 13175, Mar. 19, 2004]
Title 17: Commodity and Securities Exchanges
PART 201—RULES OF PRACTICE
Subpart D—Rules of Practice
General Rules
§ 201.100 Scope of the rules of practice.
