17 C.F.R. § 201.1001 Adjustment of civil monetary penalties—1996.
Title 17 - Commodity and Securities Exchanges
As required by the Debt Collection Improvement Act of 1996, the maximum amounts of all civil monetary penalties under the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 are adjusted for inflation in accordance with Table I to this subpart. The adjustments set forth in Table I apply to violations occurring after December 9, 1996 and before February 2, 2001. [66 FR 8762, Feb. 2, 2001]
Title 17: Commodity and Securities Exchanges
PART 201—RULES OF PRACTICE
Subpart E—Adjustment of Civil Monetary Penalties
§ 201.1001 Adjustment of civil monetary penalties—1996.
