17 C.F.R. § 201.1100 Creation of Fair Fund.
Title 17 - Commodity and Securities Exchanges
In any agency process initiated by an order instituting proceedings in which the Commission or the hearing officer issues an order requiring the payment of disgorgement by a respondent and also assessing a civil money penalty against that respondent, the Commission or the hearing officer may order that the amount of disgorgement and of the civil penalty, together with any funds received pursuant to 15 U.S.C. 7246(b), be used to create a fund for the benefit of investors who were harmed by the violation. [70 FR 72570, Dec. 5, 2005]
Title 17: Commodity and Securities Exchanges
PART 201—RULES OF PRACTICE
Subpart F—Fair Fund and Disgorgement Plans
§ 201.1100 Creation of Fair Fund.
