17 C.F.R. § 201.1103   Notice of proposed plan and opportunity for comment by non-parties.


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 201—RULES OF PRACTICE
Subpart F—Fair Fund and Disgorgement Plans

Browse Previous |  Browse Next

§ 201.1103   Notice of proposed plan and opportunity for comment by non-parties.

Notice of a proposed plan of disgorgement or a proposed Fair Fund plan shall be published in the SEC Docket, on the SEC website, and in such other publications as the Commission or the hearing officer may require. The notice shall specify how copies of the proposed plan may be obtained and shall state that persons desiring to comment on the proposed plan may submit their views, in writing, to the Commission.

Browse Previous |  Browse Next






















chanrobles.com


ChanRobles Legal Resources:

ChanRobles On-Line Bar Review

ChanRobles Internet Bar Review : www.chanroblesbar.com

ChanRobles MCLE On-line

ChanRobles Lawnet Inc. - ChanRobles MCLE On-line : www.chanroblesmcleonline.com