17 C.F.R. § 210.9-02 General requirement.
Title 17 - Commodity and Securities Exchanges
The requirements of the general rules in §§210.1 to 210.4 (Articles 1, 2, 3, 3A and 4) should be complied with where applicable.
Title 17: Commodity and Securities Exchanges
PART 210—FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975
Bank Holding Companies
§ 210.9-02 General requirement.
