17 C.F.R. § 210.12-15 Summary of investments—other than investments in related parties.
Title 17 - Commodity and Securities Exchanges
[46 FR 54337, Nov. 2, 1981]
Title 17: Commodity and Securities Exchanges
PART 210—FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975
Form and Content of Schedules
§ 210.12-15 Summary of investments—other than investments in related parties.
[For Insurance Companies]------------------------------------------------------------------------ Column A Column B Column C Column D------------------------------------------------------------------------ Amount at which shown Type of investment Cost \1\ Value in the balance sheet \2\------------------------------------------------------------------------Fixed maturities: Bonds: United States Government and government agencies and authorities.......... States, municipalities and political subdivisions... Foreign governments....... Public utilities.......... Convertibles and bonds with warrants attached \3\...................... All other corporate bonds.Certificates of deposit.......Redeemable preferred stock.... ----------------------------------------- Total fixed maturities.... -----------------------------------------Equity securities: Common stocks: Public utilities.......... Banks, trust and insurance companies................ Industrial, miscellaneous and all other............Nonredeemable preferred stocks ----------------------------------------- Total equity securities... -----------------------------------------Mortgage loans on real estate.Real estate \4\...............Policy loans..................Other long-term investments...Short-term investments........ -------------- ------------- Total investments......... -------------- -------------------------------------------------------------------------------------\1\ Original cost of equity securities and, as to fixed maturities, original cost reduced by repayments and adjusted for amortization of premiums or accrual of discounts.\2\ If the amount at which shown in the balance sheet is different from the amount shown in either column B or C, state the reason for such difference. The total of this column should agree with the balance sheet.\3\ All convertibles and bonds with warrants shall be included in this caption, regardless of issuer.\4\ State separately any real estate acquired in satisfaction of debt.
