17 C.F.R. § 210.12-25   Supplementary profit and loss information.


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 210—FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975
Form and Content of Schedules

Browse Previous |  Browse Next

§ 210.12-25   Supplementary profit and loss information.
 ----------------------------------------------------------------------------------------------------------------                                                                 Column       Column C_Charged to                                                               B_Charged        other accounts                      Column A_Item \1\                            to     --------------------------    Column                                                               investment                              D_Total                                                                expense    (1)_Account   (2)_Amount----------------------------------------------------------------------------------------------------------------1. Legal expenses (including those in connection with any matter, measure or proceeding before legislative bodies, officers or government departments)........................2. Advertising and publicity................................3. Sales promotion \2\......................................4. Payments directly and indirectly to trade associations and service organizations, and contributions to other organizations..............................................----------------------------------------------------------------------------------------------------------------\1\ Amounts resulting from transactions with affiliates shall be stated separately.\2\ State separately each category of expense representing more than 5 percent of the total expense shown under  this item.

Browse Previous |  Browse Next






















chanrobles.com