17 C.F.R. § 240.3a12-12 Exemption from certain provisions of section 16 of the Act for asset-backed securities.
Title 17 - Commodity and Securities Exchanges
Asset-backed securities, as defined in §229.1101 of this chapter, are exempt from section 16 of the Act (15 U.S.C. 78p). [70 FR 1620, Jan. 7, 2005]
Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
Subpart A—Rules and Regulations Under the Securities Exchange Act of 1934
Miscellaneous Exemptions
§ 240.3a12-12 Exemption from certain provisions of section 16 of the Act for asset-backed securities.
