17 C.F.R. § 240.3b-1 Definition of “listed”.
Title 17 - Commodity and Securities Exchanges
The term listed means admitted to full trading privileges upon application by the issuer or its fiscal agent or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which authority to add to the list on official notice of issuance has been granted. (Sec. 3, 48 Stat. 884; 15 U.S.C. 78c) [13 FR 8179, Dec. 22, 1948]
Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
Subpart A—Rules and Regulations Under the Securities Exchange Act of 1934
Definitions
§ 240.3b-1 Definition of “listed”.
