17 C.F.R. § 240.3b-7 Definition of “executive officer”.
Title 17 - Commodity and Securities Exchanges
The term executive officer, when used with reference to a registrant, means its president, any vice president of the registrant in charge of a principal business unit, division or function (such as sales, administration or finance), any other officer who performs a policy making function or any other person who performs similar policy making functions for the registrant. Executive officers of subsidiaries may be deemed executive officers of the registrant if they perform such policy making functions for the registrant. [47 FR 11464, Mar. 16, 1982, as amended at 56 FR 7265, Feb. 21, 1991]
Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
Subpart A—Rules and Regulations Under the Securities Exchange Act of 1934
Definitions
§ 240.3b-7 Definition of “executive officer”.
