17 C.F.R. § 240.15b9-2 Exemption from SRO membership for OTC derivatives dealers.
Title 17 - Commodity and Securities Exchanges
An OTC derivatives dealer, as defined in §240.3b–12, shall be exempt from any requirement under section 15(b)(8) of the Act (15 U.S.C. 78o(b)(8)) to become a member of a registered national securities association. [63 FR 59397, Nov. 3, 1998]
Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
Registration of Brokers and Dealers
§ 240.15b9-2 Exemption from SRO membership for OTC derivatives dealers.
