17 C.F.R. § 240.15Aa-1 Registration of a national or an affiliated securities association.
Title 17 - Commodity and Securities Exchanges
Any application for registration of an association as a national, or as an affiliated, securities association shall be made in triplicate on Form X–15AA–1 accompanied by three copies of the exhibits prescribed by the Commission to be filed in connection therewith. (Sec. 15A, 52 Stat. 1070; 15 U.S.C. 78o–3) [13 FR 8209, Dec. 22, 1948. Redesignated at 30 FR 11851, Sept. 16, 1965]
Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
National and Affiliated Securities Associations
§ 240.15Aa-1 Registration of a national or an affiliated securities association.
