17 C.F.R. § 240.16a-13 Change in form of beneficial ownership.
Title 17 - Commodity and Securities Exchanges
A transaction, other than the exercise or conversion of a derivative security or deposit into or withdrawal from a voting trust, that effects only a change in the form of beneficial ownership without changing a person's pecuniary interest in the subject equity securities shall be exempt from section 16 of the Act. [61 FR 30393, June 14, 1996]
Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
Registration of Government Securities Brokers and Government Securities Dealers
§ 240.16a-13 Change in form of beneficial ownership.
