17 C.F.R. § 240.16c-1 Brokers.
Title 17 - Commodity and Securities Exchanges
Any transaction shall be exempt from section 16(c) of the Act to the extent necessary to render lawful the execution by a broker of an order for an account in which the broker has no direct or indirect interest.
Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
Exemption of Certain Transactions From Section 16(c)
§ 240.16c-1 Brokers.
