17 C.F.R. § 240.17Ad-8 Securities position listings.
Title 17 - Commodity and Securities Exchanges
(a) For purposes of this section, the term securities position listing means, with respect to the securities of any issuer held by a registered clearing agency in the name of the clearing agency or its nominee, a list of those participants in the clearing agency on whose behalf the clearing agency holds the issuer's securities and of the participants' respective positions in such securities as of a specified date. (b) Upon request, a registered clearing agency shall furnish a securities position listing promptly to each issuer whose securities are held in the name of the clearing agency or its nominee. A registered clearing agency may charge issuers requesting securities position listings a fee designed to recover the reasonable costs of providing the securities position listing to the issuer. (Secs. 2, 17A, and 23(a) (15 U.S.C. 78b, 78q–1, and 78w(a))) [44 FR 76777, Dec. 28, 1979]
Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
§ 240.17Ad-8 Securities position listings.
