17 C.F.R. § 240.19b-7 Filings with respect to proposed rule changes submitted pursuant to Section 19(b)(7) of the Act.
Title 17 - Commodity and Securities Exchanges
(a) Filings with respect to proposed rule changes required to be submitted pursuant to Section 19(b)(7) of the Act (15 U.S.C. 78s(b)(7)), shall be made on Form 19b–7 (§249.822 of this chapter). The Commission will promptly publish a notice of filing of such proposed rule change. (b) A proposed rule change will not be deemed filed on the date it is received by the Commission unless: (1) A completed Form 19b–7 (§249.822 of this chapter) is submitted; and (2) In order to elicit meaningful comment, it is accompanied by: (i) A clear and accurate statement of the basis and purpose of such rule change, including the impact on competition or efficiency, if any; and (ii) A summary of any written comments (including e-mail) received by the self-regulatory organization on the proposed rule change. (c) Self-regulatory organizations shall retain at their principle place of business a file, available to interested persons for public inspection and copying, of all filings made pursuant to this section and all correspondence and other communications reduced to writing (including comment letters) to and from such self-regulatory organization concerning such filing, whether such correspondence and communications are received or prepared before or after the filing of the proposed rule change. [66 FR 43743, Aug. 20, 2001]
Title 17: Commodity and Securities Exchanges
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934
Suspension and Expulsion of Exchange Members
§ 240.19b-7 Filings with respect to proposed rule changes submitted pursuant to Section 19(b)(7) of the Act.
