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17 C.F.R. § 249b.100   Form TA–1,¹ uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.

Title 17 - Commodity and Securities Exchanges

Title 17: Commodity and Securities Exchanges
PART 249b—FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934

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§ 249b.100   Form TA–1,¹ uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.

¹ Copies of the form may be obtained from the Publications Section, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549 and from each of the Commission's regional and district offices.

This form shall be used for application for registration as a transfer agent and for amendment to registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.

[40 FR 51184, Nov. 4, 1975, as amended at 51 FR 12127, Apr. 9, 1986]

Editorial Note:  For Federal Register citations affecting Form TA–1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

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