17 C.F.R. § 270.17a-4 Exemption of transactions pursuant to certain contracts.
Title 17 - Commodity and Securities Exchanges
Transactions pursuant to a contract shall be exempt from section 17(a) of the Act if at the time of the making of the contract and for a period of at least six months prior thereto no affiliation or other relationship existed which would operate to make such contract or the subsequent performance thereof subject to the provisions of said section 17(a). [Rule N–17A–4, 12 FR 5008, July 29, 1947]
Title 17: Commodity and Securities Exchanges
PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
§ 270.17a-4 Exemption of transactions pursuant to certain contracts.
