17 C.F.R. § 270.30b1-5 Quarterly report.
Title 17 - Commodity and Securities Exchanges
Every registered management investment company, other than a small business investment company registered on Form N–5 (§§239.24 and 274.5 of this chapter), shall file a quarterly report on Form N-Q (§§249.332 and 274.130 of this chapter) not more than 60 days after the close of the first and third quarters of each fiscal year. A registered management investment company that has filed a registration statement with the Commission registering its securities for the first time under the Securities Act of 1933 is relieved of this reporting obligation with respect to any reporting period or portion thereof prior to the date on which that registration statement becomes effective or is withdrawn. [69 FR 11264, Mar. 9, 2004]
Title 17: Commodity and Securities Exchanges
PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
§ 270.30b1-5 Quarterly report.
