17 C.F.R. § 270.30e-2 Reports to shareholders of unit investment trusts.
Title 17 - Commodity and Securities Exchanges
(a) At least semiannually every registered unit investment trust substantially all the assets of which consist of securities issued by a management company must transmit to each shareholder of record (including record holders of periodic payment plan certificates), a report containing all the applicable information and financial statements or their equivalent, required by §270.30d–1 to be included in reports of the management company for the same fiscal period. Each of these reports must be transmitted within the period allowed the management company by §270.30e–1 for transmitting reports to its shareholders. (b) Any report required by this section will be considered transmitted to a shareholder of record if the unit investment trust satisfies the conditions set forth in §270.30e–1(f) with respect to that shareholder. [64 FR 62547, Nov. 16, 1999. Redesignated and amended at 66 FR 3759, Jan. 16, 2001]
Title 17: Commodity and Securities Exchanges
PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
§ 270.30e-2 Reports to shareholders of unit investment trusts.
