17 C.F.R. § 270.12d1-2 Exemptions for investment companies relying on section 12(d)(1)(G) of the Act.
Title 17 - Commodity and Securities Exchanges
(a) Exemption to acquire other securities. Notwithstanding section 12(d)(1)(G)(i)(II) of the Act (15 U.S.C. 80a–12(d)(1)(G)(i)(II)), a registered open-end investment company or a registered unit investment trust that relies on section 12(d)(1)(G) of the Act (15 U.S.C. 80a–12(d)(1)(G)) to acquire securities issued by another registered investment company that is in the same group of investment companies may acquire, in addition to Government securities and short-term paper: (1) Securities issued by an investment company, other than securities issued by another registered investment company that is in the same group of investment companies, when the acquisition is in reliance on section 12(d)(1)(A) or 12(d)(1)(F) of the Act (15 U.S.C. 80a–12(d)(1)(A) or 80a–12(d)(1)(F)); (2) Securities (other than securities issued by an investment company); and (3) Securities issued by a money market fund, when the acquisition is in reliance on §270.12d1–1. (b) Definitions. For purposes of this section, money market fund has the same meaning as in §270.12d1–1(d)(2). [71 FR 36655, June 27, 2006]
Title 17: Commodity and Securities Exchanges
PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
§ 270.12d1-2 Exemptions for investment companies relying on section 12(d)(1)(G) of the Act.
