17 C.F.R. § 270.17a-1 Exemption of certain underwriting transactions exempted by §270.10f–1.
Title 17 - Commodity and Securities Exchanges
Any transaction exempted pursuant to §270.10f–1 shall be exempt from the provisions of section 17(a)(1) of the Act (54 Stat. 815; 15 U.S.C. 80a–17). [Rule N–17A–1, 6 FR 1191, Feb. 28, 1941]
Title 17: Commodity and Securities Exchanges
PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
§ 270.17a-1 Exemption of certain underwriting transactions exempted by §270.10f–1.
