17 C.F.R. § 274.11 Form N–1, registration statement of open-end management investment companies.
Title 17 - Commodity and Securities Exchanges
Form N–1 shall be used as the registration statement to be filed pursuant to Section 8(b) of the Investment Company Act of 1940 by open-end management investment companies that are separate accounts of insurance companies. This form shall also be used for registration under the Securities Act of 1933 of the securities of all such companies. This form is not applicable for small business investment companies which register pursuant to §§239.24 and 274.5 of this chapter. [49 FR 32060, Aug. 10, 1984, as amended at 59 FR 52701, Oct. 19, 1994] Editorial Note: For
Title 17: Commodity and Securities Exchanges
PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
Subpart A—Registration Statements
§ 274.11 Form N–1, registration statement of open-end management investment companies.
