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17 C.F.R. § 274.202   Form 3, initial statement of beneficial ownership of securities.

Title 17 - Commodity and Securities Exchanges

Title 17: Commodity and Securities Exchanges
PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
Subpart C—Forms for Other Statements

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§ 274.202   Form 3, initial statement of beneficial ownership of securities.

This form shall be filed pursuant to §270.30h–1 for initial statements of beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a–29(h)). (Same as §249.103 of this chapter.)

[67 FR 43537, June 28, 2002]

Editorial Note:  For Federal Register citations affecting Form 3, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

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