17 C.F.R. § 275.222-1 Definitions.
Title 17 - Commodity and Securities Exchanges
For purposes of section 222 (15 U.S.C. 80b–18a) of the Act: (a) Place of business. “Place of business” of an investment adviser means: (1) An office at which the investment adviser regularly provides investment advisory services, solicits, meets with, or otherwise communicates with clients; and (2) Any other location that is held out to the general public as a location at which the investment adviser provides investment advisory services, solicits, meets with, or otherwise communicates with clients. (b) Principal place of business. “Principal place of business” of an investment adviser means the executive office of the investment adviser from which the officers, partners, or managers of the investment adviser direct, control, and coordinate the activities of the investment adviser. [62 FR 28135, May 22, 1997]
Title 17: Commodity and Securities Exchanges
PART 275—RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 1940
§ 275.222-1 Definitions.
