17 C.F.R. § 275.202(a)(1)-1 Certain transactions not deemed assignments.
Title 17 - Commodity and Securities Exchanges
A transaction which does not result in a change of actual control or management of an investment adviser is not an assignment for purposes of section 205(a)(2) of the Act. [51 FR 32907, Sept. 17, 1986; 64 FR 2567, Jan. 15, 1999]
Title 17: Commodity and Securities Exchanges
PART 275—RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 1940
§ 275.202(a)(1)-1 Certain transactions not deemed assignments.
