17 C.F.R. § 300.201   Accounts introduced by same or different broker or dealer.


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 300—RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION
Accounts Introduced by Other Brokers or Dealers

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§ 300.201   Accounts introduced by same or different broker or dealer.

All accounts of a person which are introduced by the same broker or dealer shall be combined and protected as the single account of a separate customer, unless such accounts are maintained in different capacities as specified in §§300.100 through 300.105; accounts introduced by different brokers or dealers shall be protected separately.

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