17 C.F.R. § 300.500 General.
Title 17 - Commodity and Securities Exchanges
These rules will be applied in determining whether a securities transaction gives rise to a “claim for cash” or a “claim for securities” on the filing date of either a liquidation proceeding pursuant to the Securities Investor Protection Act (hereinafter referred to as “the Act”) or a direct payment procedure pursuant to section 10 of the Act.
Title 17: Commodity and Securities Exchanges
PART 300—RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION
Rules Relating to Satisfaction of a “Claim for Cash” or a “Claim for Securities”
§ 300.500 General.
