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17 C.F.R. PART 10--RULES OF PRACTICE

TITLE 17--Commodity and Securities Exchanges

CHAPTER I--COMMODITY FUTURES TRADING COMMISSION

PART 10--RULES OF PRACTICE

Subpart A--GENERAL PROVISIONS

�10.1

Scope and applicability of rules of practice.

�10.2

Definitions.

�10.3

Suspension, amendment, revocation and waiver of rules.

�10.4

Business address; hours.

�10.5

Computation of time.

�10.6

Changes in time permitted for filing.

�10.7

Date of entry of orders.

�10.8

Presiding officers.

�10.9

Separation of functions.

�10.10

Ex parte communications.

�10.11

Appearance in adjudicatory proceedings.

�10.12

Service and filing of documents; form and execution.

Subpart B--INSTITUTION OF ADJUDICA- TORY PROCEEDINGS; PLEADINGS; MOTIONS

�10.21

Commencement of the proceeding.

�10.22

Complaint and notice of hearing.

�10.23

Answer.

�10.24

Amendments and supplemental pleadings.

�10.25

Form of pleadings.

�10.26

Motions and other papers.

Subpart C--PARTIES AND LIMITED PARTICIPATION

�10.31

Parties.

�10.32

Substitution of parties.

�10.33

Intervention as a party.

�10.34

Limited participation.

�10.35

Permission to state views.

�10.36

Commission review of rulings.

Subpart D--PREHEARING PROCEDURES; PREHEARING CONFERENCES; DISCOVERY; DEPOSITIONS

�10.41

Prehearing conferences; procedural matters.

�10.42

Discovery.

�10.43

Stipulations.

�10.44

Depositions and interrogatories.

Subpart E--HEARINGS

�10.61

Time and place of hearing.

�10.62

Appearances.

�10.63

Consolidation; separate hearings.

�10.64

Public hearings.

�10.65

Record of hearing.

�10.66

Conduct of the hearing.

�10.67

Evidence.

�10.68

Subpoenas.

�10.69

Reopening hearings.

Subpart F--POST HEARING PROCEDURES; INITIAL DECISIONS

�10.81

Filing the transcript of evidence.

�10.82

Proposed findings and conclusions; briefs.

�10.83

Oral arguments.

�10.84

Initial decision.

Subpart G--DISPOSITION WITHOUT FULL HEARING

�10.91

Summary disposition.

�10.92

Shortened procedure.

�10.93

Obtaining default order.

�10.94

Setting aside of default.

Subpart H--APPEALS TO THE COMMISSION; SETTLEMENTS

�10.101

Interlocutory appeals.

�10.102

Review of initial decisions.

�10.103

Oral argument before the Commission.

�10.104

Scope of review; Commission decision.

�10.105

Review by Commission on its own initiative.

�10.106

Reconsideration; stay pending judicial review.

�10.107

Leave to adduce additional evidence.

�10.108

Settlements.

�10.109

Delegation of authority to Chief of the Opinions Section.

Subpart I--RESTITUTION ORDERS

�10.110

Basis for issuance of restitution orders.

�10.111

Recommendation of procedure for implementing restitution.

�10.112

Administration of restitution.

�10.113

Right to challenge distribution of funds to customers.

�10.114

Acceleration of establishment of restitution procedure.

Appendix

Appendix A to Part 10--Commission Policy Relating to the Acceptance of Settlements in Administrative and Civil Proceedings