17 C.F.R. PART 12--RULES RELATING TO REPARATIONS
TITLE 17--Commodity and Securities Exchanges
CHAPTER I--COMMODITY FUTURES TRADING COMMISSION
PART 12--RULES RELATING TO REPARATIONS
Subpart A--GENERAL INFORMATION AND PRELIMINARY CONSIDERATION OF PLEADINGS
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| Scope and applicability of rules of practice relating to reparations.
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| Suspension, amendment, revocation and waiver of rules.
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| Extensions of time; adjournments; postponements.
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| Ex parte communications in reparation proceedings.
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| Practice before the Commission.
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| Formalities of filing of documents with the Proceedings Clerk.
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| Complaint; election of procedure.
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| Notification of complaint.
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| Satisfaction of complaint.
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| Answer; election of procedure.
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| Response to counterclaim; reply; election of procedure.
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| Setting aside of default.
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| Commencement of a reparation proceeding.
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| Termination of consideration of pleadings.
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Subpart B--DISCOVERY
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| Production of documents and tangible items.
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| Depositions on written interrogatories.
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| Discovery by a decisionmaking official.
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| Consequences of a party's failure to comply with a discovery order.
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| Subpoenas to compel discovery.
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Subpart C--RULES APPLICABLE TO VOLUNTARY DECISIONAL PROCEEDINGS
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| Scope and applicability of rules.
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| Functions and responsibilities of the Judgment Officer.
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| Disqualification of Judgment Officer.
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| Filing of documents; subscription; service.
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| Amendments to pleadings; motions.
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| Submission of proof only in documentary or tangible form.
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| Final decision and order.
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Subpart D--RULES APPLICABLE TO SUMMARY DECISIONAL PROCEEDINGS
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| Scope and applicability of rules.
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| Functions and responsibilities of the Judgment Officer.
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| Disqualification of Judgment Officer.
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| Filing of documents; subscription; service.
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| Amended and supplemental pleadings.
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| Pre-decision conferences.
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Subpart E--RULES APPLICABLE TO FORMAL DECISIONAL PROCEEDINGS
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| Scope and applicability of rules.
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| Pre-decision conferences.
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| Functions and responsibilities of the Administrative Law Judge.
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| Disqualification of Administrative Law Judge.
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| Filing of documents; subscription; service.
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| Amended and supplemental pleadings.
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| Interlocutory review by the Commission.
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| Disposition of proceeding or issues without oral hearing.
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| Subpoenas for attendance at an oral hearing.
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| Consequences of overstating damages claims not in excess of $30,000.
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Subpart F--COMMISSION REVIEW OF DECISIONS
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| Scope and applicability of rules.
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| Appeal to the Commission.
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| Appeal of disposition of less than all claims or parties in a proceeding.
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| Commission review on its own motion.
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| The record of proceedings.
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| Leave to adduce additional evidence.
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| Final decision of the Commission.
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| Satisfaction of reparation award; enforcement; sanctions.
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| Delegation of authority to the Deputy General Counsel for Opinions.
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