17 C.F.R. PART 14--RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
TITLE 17--Commodity and Securities Exchanges
CHAPTER I--COMMODITY FUTURES TRADING COMMISSION
PART 14--RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
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| Definitions of appearance and practice.
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| Violation of Commodity Exchange Act.
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| Disbarment or suspension by licensing authority.
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| Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
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| Lack of requisite qualifications, character and integrity.
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| Duty to file information concerning adverse judicial or administrative action.
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