17 C.F.R. PART 171--RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
TITLE 17--Commodity and Securities Exchanges
CHAPTER I--COMMODITY FUTURES TRADING COMMISSION
PART 171--RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
Subpart A--GENERAL PROVISIONS
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| Filing with the Proceedings Clerk.
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| Practice before the Commission.
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Subpart B--NOTICE AND EFFECTIVE DATE OF FINAL DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL AND REGISTRATION ACTIONS
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| Notice of final decision.
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| Effective date of final decisions in disciplinary, membership denial and registration actions.
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| Submission of the record.
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| Limited participation by interested persons.
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| Participation by Commission staff.
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Subpart C--COMMISSION REVIEW OF FINAL DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL AND REGISTRATION ACTIONS
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| Commission review in the absence of an appeal.
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| Final decision by the Commission.
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Subpart D--COMMISSION REVIEW OF DECISIONS BY THE NATIONAL FUTURES ASSOCIATION IN MEMBER RESPONSIBILITY ACTIONS
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| Notice of the commencement of a member responsibility action.
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| Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.
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| Notice of a final decision of the National Futures Association in a member responsibility action.
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| Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.
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Subpart E--DELEGATION OF FUNCTIONS
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| Delegation to the General Counsel.
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