17 C.F.R. PART 242--REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES
TITLE 17--Commodity and Securities Exchanges
CHAPTER II--SECURITIES AND EXCHANGE COMMISSION
PART 242--REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES
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| Preliminary note; definitions.
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| Activities by distribution participants.
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| Activities by issuers and selling security holders during a distribution.
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| Nasdaq passive market making.
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| Stabilizing and other activities in connection with an offering.
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| Short selling in connection with a public offering.
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| Definition of ''short sale'' and marking requirements.
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| Temporary short sale rule suspension.
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| Borrowing and delivery requirements.
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| Requirements for alternative trading systems.
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| Recordkeeping requirements for alternative trading systems.
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| Record preservation requirements for alternative trading systems.
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| Customer margin requirements for security futures--authority, purpose, interpretation, and scope.
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| Type, form and use of margin.
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| Certifications in connection with research reports.
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| Certifications in connection with public appearances.
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| Certain foreign research reports.
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| Notification to associated persons.
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| Exclusion for news media.
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| NMS security designation and definitions.
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| Dissemination of transaction reports and last sale data with respect to transactions in NMS stocks.
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| Dissemination of quotations in NMS securities.
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| Distribution, consolidation, and display of information with respect to quotations for and transactions in NMS stocks.
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| Display of customer limit orders.
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| Disclosure of order execution information.
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| Disclosure of order routing information.
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| Customer account statements.
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| Filing and amendment of national market system plans.
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| Registration of securities information processors: form of application and amendments.
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| Minimum pricing increment.
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